Commission Regulation (EU) No 389/2013 of 2 May 2013 establishing a Union Registr... (32013R0389)
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Commission Regulation (EU) No 389/2013 of 2 May 2013 establishing a Union Registry pursuant to Directive 2003/87/EC of the European Parliament and of the Council, Decisions No 280/2004/EC and No 406/2009/EC of the European Parliament and of the Council and repealing Commission Regulations (EU) No 920/2010 and No 1193/2011 Text with EEA relevance
- COMMISSION REGULATION (EU) No 389/2013
- of 2 May 2013
- establishing a Union Registry pursuant to Directive 2003/87/EC of the European Parliament and of the Council, Decisions No 280/2004/EC and No 406/2009/EC of the European Parliament and of the Council and repealing Commission Regulations (EU) No 920/2010 and No 1193/2011
- (Text with EEA relevance)
- TITLE I
- COMMON GENERAL PROVISIONS
- CHAPTER 1
- Subject matter, scope and definitions
- Article 1
- Subject matter
- Article 2
- Scope
- Article 3
- Definitions
- CHAPTER 2
- The registries system
- Article 4
- Union Registry
- Article 5
- National and Union KP registries
- Article 6
- European Union transaction log
- Article 7
- Communication links between registries, the ITL and the EUTL
- Article 8
- National administrators and KP registry administrators
- CHAPTER 3
- Accounts
- Section 1
- General provisions applicable to all accounts
- Article 9
- Accounts
- Article 10
- Account status
- Article 11
- The administering of accounts
- Article 12
- Notifications from the central administrator
- Section 2
- Opening and updating accounts
- Article 13
- Opening accounts administered by the central administrator
- Article 14
- Opening national administrative platform accounts in the Union Registry
- Article 15
- Opening an auction delivery account in the Union Registry
- Article 16
- Opening operator holding accounts in the Union Registry
- Article 17
- Opening aircraft operator holding accounts in the Union Registry
- Article 18
- Opening person holding and trading accounts in the Union Registry
- Article 19
- Opening national holding accounts in the Union Registry
- Article 20
- Opening external trading platform accounts in the Union Registry
- Article 21
- Opening verifier accounts in the Union Registry
- Article 22
- Refusal to open an account
- Article 23
- Authorised representatives
- Article 24
- Nominating and approval of authorised representatives and additional authorised representatives
- Article 25
- Updating of account information and information on authorised representatives
- Article 26
- Trusted account list
- Section 3
- Closure of accounts
- Article 27
- Closure of accounts
- Article 28
- Closure of operator holding accounts
- Article 29
- Closure of aircraft operator holding accounts
- Article 30
- Closure of verifier accounts
- Article 31
- Closure of the ESD Compliance Account
- Article 32
- Positive balance on accounts under closure
- Article 33
- Closure of accounts and removal of authorised representative on the administrator's initiative
- Section 4
- Suspension of access to accounts
- Article 34
- Suspension of access to accounts
- TITLE II
- SPECIFIC PROVISIONS FOR THE UNION REGISTRY FOR THE UNION EMISSIONS TRADING SCHEME
- CHAPTER 1
- Verified emissions and compliance
- Article 35
- Verified emissions data for an installation or aircraft operator
- Article 36
- Blocking of accounts due to a failure to submit verified emissions
- Article 37
- Calculation of compliance status figures
- CHAPTER 2
- Transactions
- Section 1
- General
- Article 38
- Article 39
- Execution of transfers
- Article 40
- Nature of allowances and finality of transactions
- Section 2
- Creation of allowances
- Article 41
- Creation of allowances
- Section 3
- Account transfers before auctions and allocation
- Article 42
- Transfer of general allowances to be auctioned
- Article 43
- Transfer of general allowances to be allocated free of charge
- Article 44
- Transfer of general allowances for the new entrant reserve
- Article 45
- Transfer of aviation allowances to be auctioned
- Article 46
- Transfer of aviation allowances to be allocated free of charge
- Article 47
- Transfer of aviation allowances to the special reserve
- Article 48
- Transfer of general allowances to the EU Total Quantity-Account
- Article 49
- Transfer of aviation allowances to the EU Aviation Total Quantity Account
- Article 50
- Deletion of aviation allowances
- Section 4
- Allocation to stationary installations
- Article 51
- Entry of national allocation tables into the EUTL
- Article 52
- Changes to the national allocation tables
- Article 53
- Free allocation of general allowances
- Section 5
- Allocation to aircraft operators
- Article 54
- Entry of national aviation allocation tables into the EUTL
- Article 55
- Changes to the national aviation allocation tables
- Article 56
- Free allocation of aviation allowances
- Article 57
- Return of aviation allowances
- Section 6
- Use of CERs and ERUs
- Article 58
- International credit holdings in the Union Registry
- Article 59
- Entry of international credit entitlement tables into the EUTL
- Article 60
- Use of international credits through allowance exchange
- Article 61
- Calculation of remaining international credit entitlement
- Section 7
- Auction
- Article 62
- Entry of auction tables into the EUTL
- Article 63
- Changes to the auction tables
- Article 64
- Auctioning of allowances
- Section 8
- Trading
- Article 65
- Transfers of allowances or Kyoto units initiated by a holding account
- Article 66
- Transfers of allowances or Kyoto units initiated by a trading account
- Section 9
- Surrender of allowances
- Article 67
- Surrender of allowances
- Section 10
- Deletion of allowances and cancellation of Kyoto units
- Article 68
- Deletion of allowances
- Article 69
- Cancellation of Kyoto units
- Section 11
- Transaction reversal
- Article 70
- Reversal of finalised processes initiated in error
- CHAPTER 3
- Links with other geenhouse gas emission trading schemes
- Article 71
- Implementation of linking arrangements
- TITLE 3
- SPECIFIC PROVISIONS FOR KP REGISTRIES
- Article 72
- Opening of person holding accounts in KP registries
- Article 73
- Execution of transfers
- TITLE 4
- SPECIFIC PROVISIONS FOR ACCOUNTING TRANSACTIONS UNDER DECISION No 406/2009
- Article 74
- Creation of AEAs
- Article 75
- Annual emission allocation units
- Article 76
- Transfer of AEAs to each ESD Compliance Account
- Article 77
- Introduction of the relevant greenhouse gas emissions data
- Article 78
- Calculation of the balance of the ESD Compliance Account
- Article 79
- Determination of the compliance status figures
- Article 80
- Application of Article 7(1) (a) and (c) of Decision No 406/2009/EC
- Article 81
- Use of international credits, tCERs and lCERs
- Article 82
- Carry forward of AEAs
- Article 83
- Carry over of AEAs
- Article 84
- Carry over of the unused credit entitlement
- Article 85
- Transfers of up to 5 % of a Member State's annual emission allocation
- Article 86
- Transfers after the calculation of the balance of the ESD Compliance Account
- Article 87
- Transfer of up to 3 % of the credit entitlement
- Article 88
- Adjustments
- Article 89
- Replacement of tCERs and lCERs
- Article 90
- Execution and reversal of transfers
- TITLE V
- COMMON TECHNICAL PROVISIONS
- CHAPTER 1
- Technical requirements of the registries system
- Section 1
- Availability
- Article 91
- Availability and reliability of the Union Registry and the EUTL
- Article 92
- Helpdesks
- Section 2
- Security and authentication
- Article 93
- Authentication of the Union Registry and national KP registries
- Article 94
- Accessing accounts in the Union Registry
- Article 95
- Authentication and authorisation of authorised representatives in the Union Registry
- Article 96
- Suspension of all access due to a security breach or a security risk
- Article 97
- Suspension of access to allowances or Kyoto units in the case of a suspected fraudulent transaction
- Article 98
- Cooperation with competent authorities and notification of money laundering, terrorist financing or criminal activity
- Article 99
- Suspension of processes
- Section 3
- Automated checking, recording and completing of processes
- Article 100
- Automated checking of processes
- Article 101
- Detection of discrepancies
- Article 102
- Detection of discrepancies within the Union Registry and national KP registries
- Article 103
- Reconciliation - detection of inconsistencies by the EUTL
- Article 104
- Finalisation of processes
- Section 4
- Specifications and change management
- Article 105
- Data exchange and technical specifications
- Article 106
- Change and release management
- CHAPTER 2
- Records, reports, confidentiality and fees
- Article 107
- Processing of information and personal data
- Article 108
- Records
- Article 109
- Reporting
- Article 110
- Confidentiality
- Article 111
- Fees
- Article 112
- Interruption of operation
- TITLE IV
- TRANSITIONAL AND FINAL PROVISIONS
- Article 113
- Implementation
- Article 114
- Further use of accounts
- Article 115
- Entry into force of use restrictions
- Article 116
- Amendments to Regulation (EU) No 920/2010
- ‘Article 32
- Excluded aircraft operator holding accounts
- ‘Article 57
- Banking between periods
- Article 117
- Repeal
- Article 118
- Entry into force
- ANNEX I
- ANNEX II
- Terms and conditions (Article 11)
- Payment of fees
- Modification of core terms and conditions
- Dispute resolution
- Responsibility and liability
- ANNEX III
- Information to be submitted with requests for opening an account (Articles 13, 14 and 19)
- ANNEX IV
- Information to be provided for opening an auction delivery account, a person holding account, a trading accounts or an external trading platform accounts (Articles 15, 18 and 20)
- ANNEX V
- Additional information to be provided for opening a verifier account (Article 21)
- ANNEX VI
- Information to be provided for opening an operator holding account (Article 16)
- ANNEX VII
- Information to be provided for opening an aircraft operator holding account (Article 17)
- ANNEX VIII
- Information concerning authorised representatives and additional authorised representatives to be provided to the administrator of the account (Article 24)
- ANNEX IX
- Formats for submitting annual emissions data (Article 35)
- ANNEX X
- National allocation table for the 2013-2020 period (Article 51)
- ANNEX XI
- National aviation allocation table for the 2013-2020 period (Article 54)
- ANNEX XII
- National international credit entitlement table for the 2008-2020 period (Article 59)
- ANNEX XIII
- ANNEX XIV
- Reporting requirements of the central administrator (Article 109)
- I. UNION REGISTRY INFORMATION RELATED TO THE UNION EMISSIONS TRADING SCHEME
- Information available to the public
- Information available to account holders
- Information available to national administrators
- II. INFORMATION RELATED TO ACCOUNTING OF TRANSACTIONS UNDER DECISION No 406/2009/EC
- Information available to the public
- Information available to account holders
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