Guideline (EU) 2021/831 of the European Central Bank of 26 March 2021 on statisti... (32021O0831)
Guideline (EU) 2021/831 of the European Central Bank of 26 March 2021 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12)
- GUIDELINE (EU) 2021/831 OF THE EUROPEAN CENTRAL BANK
- of 26 March 2021
- on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12)
- SECTION 1
- SUBJECT MATTER AND SCOPE
- Article 1
- Subject matter and scope
- Article 2
- Definitions
- SECTION 2
- INVESTMENT FUNDS (IFs)
- Article 3
- Statistical information to be reported on assets and liabilities held and issued by IFs
- Article 4
- Timeliness
- Article 5
- Aggregation, estimation and valuation of statistical information on assets and liabilities held and issued by IFs
- SECTION 3
- INSURANCE CORPORATIONS (ICs)
- Article 6
- Statistical information to be reported on ICs
- Article 7
- Timeliness
- Article 8
- Aggregation, estimation and valuation of statistical information on assets and liabilities held and issued by ICs
- SECTION 4
- PENSION FUNDS (PFs)
- Article 9
- Statistical information to be reported on PFs
- Article 10
- Timeliness
- Article 11
- Aggregation, estimation and valuation of information on assets and liabilities held and issued by PFs
- SECTION 5
- FINANCIAL VEHICLE CORPORATIONS ENGAGED IN SECURITISATION TRANSACTIONS (FVCs)
- Article 12
- Statistical information to be reported on assets and liabilities held and issued by FVCs
- Article 13
- Grossing up and quality standards
- Article 14
- Timeliness
- SECTION 6
- OTHER FINANCIAL INTERMEDIARIES EXCEPT INSURANCE CORPORATIONS AND PENSIONS FUNDS (OFIs)
- Article 15
- Statistical information to be reported on assets and liabilities held and issued by OFIs
- Article 16
- Timeliness
- SECTION 7
- CENTRAL COUNTERPARTIES (CCPs)
- Article 17
- Statistical information to be reported on assets and liabilities held and issued by CCPs
- SECTION 8
- BACK DATA REPORTING AND REPORTING STANDARDS
- Article 18
- Back data reporting requirements in the case of adoption of the euro
- Article 19
- Verification and explanations
- Article 20
- Reporting calendar
- Article 21
- Transmission standards
- SECTION 9
- SIMPLIFIED AMENDMENT PROCEDURE AND FIRST REPORTING
- Article 22
- Simplified amendment procedure
- Article 23
- First reporting
- SECTION 10
- FINAL PROVISIONS
- Article 24
- Taking effect
- Article 25
- Addressees
- ANNEX I
- PART 1
- Statistical information to be reported on assets and liabilities held and issued by IFs
- PART 2
- Statistical information to be reported on insurance corporations (ICs)
- PART 3
- Statistical information to be reported on pension funds (PFs)
- PART 4
- Statistical information to be reported on assets and liabilities held and issued by OFIs
- Section 1: Reporting table
- Section 2: Instrument categories and valuation rules
- Assets
- Liabilities
- Section 3: National explanatory notes
- PART 5
- Statistical information to be reported on assets and liabilities held and issued by central counterparties (CCPs)
- ANNEX II
- REPORTING OF ADJUSTMENTS AND THE DERIVATION OF TRANSACTIONS IN THE CONTEXT OF IF, IC, PF AND FVC STATISTICS
- PART 1
- General description of the procedure for deriving transactions
- PART 2
- Reporting of adjustments
- Section 1: Reclassifications adjustments
- Section 1.1. General description
- Section 1.2. Cases of reclassification adjustments
- Changes in the composition of the reporting population
- Changes in the structure of the reporting sector
- Other cases of reclassifications adjustments
- Special case of investment funds statistics – changes in investment policy
- Section 2: Revaluation adjustments due to price and exchange rate changes
- Section 2.1. General description
- Section 2.2. Reporting of revaluation adjustments by NCBs
- Statistical information reported on a security-by-security/item-by-item basis
- Statistical information reported on an aggregated basis
- PART 3
- Special rules and adaptations
- GLOSSARY
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