Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regul... (32017R0590)
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Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance. )
- COMMISSION DELEGATED REGULATION (EU) 2017/590
- of 28 July 2016
- supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
- (Text with EEA relevance)
- Article 1
- Data standards and formats for transaction reporting
- Article 2
- Meaning of transaction
- Article 3
- Meaning of execution of a transaction
- Article 4
- Transmission of an order
- Article 5
- Identification of the investment firm executing a transaction
- Article 6
- Designation to identify natural persons
- Article 7
- Details of the identity of the client and identifier and details for the decision maker
- Article 8
- Identification of person or computer algorithm responsible for the investment decision
- Article 9
- Identification of person or computer algorithm responsible for execution of a transaction
- Article 10
- Designation to identify an applicable waiver
- Article 11
- Designation to identify a short sale
- Article 12
- Reporting of an execution for a combination of financial instruments
- Article 13
- Conditions upon which legal entity identifiers are to be developed, attributed and maintained
- Article 14
- Reporting transactions executed by branches
- Article 15
- Methods and arrangements for reporting financial transactions
- Article 16
- Determination of the most relevant market in terms of liquidity
- Article 17
- Entry into force and application
- ANNEX I
- ANNEX II
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