Commission Delegated Regulation (EU) 2023/1117 of 12 January 2023 supplementing D... (32023R1117)
INHALT
Commission Delegated Regulation (EU) 2023/1117 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States (Text with EEA relevance)
- COMMISSION DELEGATED REGULATION (EU) 2023/1117
- of 12 January 2023
- supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States
- (Text with EEA relevance)
- Article 1
- Information on a consolidated basis
- Article 2
- Information about management and ownership structure of investment firms operating through a branch
- Article 3
- Information about compliance with own funds requirements
- Article 4
- Information about compliance with concentration risk requirements and liquidity requirements
- Article 5
- Information about administrative and accounting procedures
- Article 6
- Information about internal control mechanisms
- Article 7
- Information about other factors that may influence the risk posed by the investment firm
- Article 8
- Information about general non-compliance
- Article 9
- Communication of supervisory measures and sanctions
- Article 10
- Information about the arrangements for preparing for emergency situations
- Article 11
- Information from authorities of the host Member State
- Article 12
- Information about cross-border service providers
- Article 13
- Entry into force
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