Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 A... (32014R0596)
Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance
- REGULATION (EU) No 596/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 16 April 2014
- on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC
- (Text with EEA relevance)
- CHAPTER 1
- GENERAL PROVISIONS
- Article 1
- Subject matter
- Article 2
- Scope
- Article 3
- Definitions
- Article 4
- Notifications and list of financial instruments
- Article 5
- Exemption for buy-back programmes and stabilisation
- Article 6
- Exemption for monetary and public debt management activities and climate policy activities
- CHAPTER 2
- INSIDE INFORMATION, INSIDER DEALING, UNLAWFUL DISCLOSURE OF INSIDE INFORMATION AND MARKET MANIPULATION
- Article 7
- Inside information
- Article 8
- Insider dealing
- Article 9
- Legitimate behaviour
- Article 10
- Unlawful disclosure of inside information
- Article 11
- Market soundings
- Article 12
- Market manipulation
- Article 13
- Accepted market practices
- Article 14
- Prohibition of insider dealing and of unlawful disclosure of inside information
- Article 15
- Prohibition of market manipulation
- Article 16
- Prevention and detection of market abuse
- CHAPTER 3
- DISCLOSURE REQUIREMENTS
- Article 17
- Public disclosure of inside information
- Article 18
- Insider lists
- Article 19
- Managers’ transactions
- Article 20
- Investment recommendations and statistics
- Article 21
- Disclosure or dissemination of information in the media
- CHAPTER 4
- ESMA AND COMPETENT AUTHORITIES
- Article 22
- Competent authorities
- Article 23
- Powers of competent authorities
- Article 24
- Cooperation with ESMA
- Article 25
- Obligation to cooperate
- Article 26
- Cooperation with third countries
- Article 27
- Professional secrecy
- Article 28
- Data protection
- Article 29
- Disclosure of personal data to third countries
- CHAPTER 5
- ADMINISTRATIVE MEASURES AND SANCTIONS
- Article 30
- Administrative sanctions and other administrative measures
- Article 31
- Exercise of supervisory powers and imposition of sanctions
- Article 32
- Reporting of infringements
- Article 33
- Exchange of information with ESMA
- Article 34
- Publication of decisions
- CHAPTER 6
- DELEGATED ACTS AND IMPLEMENTING ACTS
- Article 35
- Exercise of the delegation
- Article 36
- Committee procedure
- CHAPTER 7
- FINAL PROVISIONS
- Article 37
- Repeal of Directive 2003/6/EC and its implementing measures
- Article 38
- Report
- Article 39
- Entry into force and application
- ANNEX I
- A.
- Indicators of manipulative behaviour relating to false or misleading signals and to price securing
- B.
- Indicators of manipulative behaviour relating to the employment of a fictitious device or any other form of deception or contrivance
- ANNEX II
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