Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down im... (32016R0099)
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Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)
- COMMISSION IMPLEMENTING REGULATION (EU) 2016/99
- of 16 October 2015
- laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council
- (Text with EEA relevance)
- CHAPTER 1
- GENERAL PROVISIONS
- Article 1
- Subject matter
- CHAPTER 2
- OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 116 OF DIRECTIVE 2013/36/EU
- SECTION 1
- Establishment and functioning of colleges
- Article 2
- Establishment and update of the mapping of a group of institutions
- Article 3
- Establishment of a college
- Article 4
- Establishment and update of contact lists
- Article 5
- Conclusion and amendment of the written coordination and cooperation arrangements
- Article 6
- Operational aspects of college meetings and activities
- SECTION 2
- Planning and coordination of supervisory activities in going concern situations
- Article 7
- General framework for the exchange of information between the consolidating supervisor, college members and observers
- Article 8
- Ongoing review of the permission to use internal approaches
- Article 9
- Notification of non-material extensions or changes in internal models
- Article 10
- Exchange of information on early warnings signs, potential risks and vulnerabilities
- Article 11
- Establishment and update of the college supervisory examination programme
- SECTION 3
- Planning and coordination of supervisory activities in preparation for and during emergency situations
- Article 12
- Establishment and update of the college framework for emergency situations
- Article 13
- Exchange of information during an emergency situation
- Article 14
- Coordination of the supervisory assessment of an emergency situation
- Article 15
- Coordination of the supervisory response to an emergency situation
- Article 16
- Monitoring and update of the coordinated supervisory response to an emergency situation
- CHAPTER 3
- OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 51(3) OF DIRECTIVE 2013/36/EU
- SECTION 1
- Establishment and functioning of colleges
- Article 17
- Establishment and update of the mapping of an institution, establishment of a college, establishment and update of contact lists, and conclusion and amendment of the written coordination and cooperation arrangements
- Article 18
- Operational aspects of college meetings and activities
- SECTION 2
- Planning and coordination of supervisory activities in going concern situations
- Article 19
- General framework for the exchange of information between the competent authorities of the home Member State, college members and observers
- Article 20
- Establishment and update of the college supervisory examination programme
- SECTION 3
- Planning and coordination of supervisory activities in preparation for and during emergency situations and final provisions
- Article 21
- Establishment and update of the college framework for emergency situations
- Article 22
- Exchange of information during an emergency situation
- Article 23
- Coordination of the supervisory assessment of an emergency situation
- Article 24
- Coordination and monitoring of the supervisory response to an emergency situation
- Article 25
- Entry into force
- ANNEX I
- Mapping template
- ANNEX II
- Template on written coordination and cooperation arrangements of the supervisory college established for the
- <XY> Group/<A> Institution
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