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Commission Delegated Regulation (EU) 2016/438 of 17 December 2015 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to obligations of depositaries (Text with EEA relevance)

COMMISSION DELEGATED REGULATION (EU) 2016/438
of 17 December 2015
supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to obligations of depositaries
(Text with EEA relevance)
CHAPTER 1
(Article 22(2) of Directive 2009/65/EC)
Article 1
Definitions
Article 2
Contract for the appointment of a depositary
CHAPTER 2
(Article 22(3), (4) and (5) and Article 22a(2)(c) and (d) of Directive 2009/65/EC)
Article 3
Oversight duties — general requirements
Article 4
Duties regarding subscription and redemptions
Article 5
Duties regarding the valuation of units
Article 6
Duties regarding the carrying out of the UCITS' instructions
Article 7
Duties regarding the timely settlement of transactions
Article 8
Duties related to the UCITS' income calculation and distribution
Article 9
Cash monitoring — general requirements
Article 10
Monitoring of the UCITS' cash flows
Article 11
Duties regarding payments upon the subscriptions
Article 12
Financial instruments to be held in custody
Article 13
Safekeeping duties with regard to assets held in custody
Article 14
Safekeeping duties regarding ownership verification and record keeping
Article 15
Due diligence
Article 16
Segregation obligation
Article 17
Insolvency protection of UCITS assets when delegating custody functions
CHAPTER 3
(Article 24(1) of Directive 2009/65/EC)
Article 18
Loss of a financial instrument held in custody
Article 19
Liability discharge
CHAPTER 4
(Article 25 of Directive 2009/65/EC)
Article 20
Management body
Article 21
Common management
Article 22
Appointment of depositary and delegation of safekeeping
Article 23
Conflicts of interest
Article 24
Independence of management boards and supervisory functions
Article 25
Entry into force and application