Commission Implementing Regulation (EU) 2020/1406 of 2 October 2020 laying down i... (32020R1406)
INHALT
Commission Implementing Regulation (EU) 2020/1406 of 2 October 2020 laying down implementing technical standards with regard to procedures and forms for exchange of information and cooperation between competent authorities, ESMA, the Commission and other entities under Articles 24(2) and 25 of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (Text with EEA relevance)
- COMMISSION IMPLEMENTING REGULATION (EU) 2020/1406
- of 2 October 2020
- laying down implementing technical standards with regard to procedures and forms for exchange of information and cooperation between competent authorities, ESMA, the Commission and other entities under Articles 24(2) and 25 of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse
- (Text with EEA relevance)
- Article 1
- Scope
- Article 2
- Definition
- Article 3
- Contact points
- Article 4
- Means of communication
- Article 5
- Requests for information or cooperation
- Article 6
- Acknowledgement of receipt
- Article 7
- Reply to a request
- Article 8
- Procedures for processing pending requests
- Article 9
- Unsolicited cooperation or exchange of information
- Article 10
- Cooperation procedures
- Article 11
- Referral to ESMA under Article 25(7)
- Article 12
- Restrictions and permissible uses of information
- Article 13
- Entry into force
- ANNEX I
- Form for a request for assistance
- REQUEST FOR ASSISTANCE
- ANNEX II
- Form for the acknowledgment of receipt of a request for assistance
- ACKNOWLEDGMENT OF RECEIPT OF A REQUEST FOR ASSISTANCE
- ANNEX III
- Form for the reply to a request for assistance
- REPLY TO A REQUEST FOR ASSISTANCE
- ANNEX IV
- Form for the provision of unsolicited exchange of information
- UNSOLICITED EXCHANGE OF INFORMATION
Feedback