17 CFR Part 9
PART 9—RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
- PART 9—RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
- Chapter I—Commodity Futures Trading Commission
- Subpart A—General Provisions
- § 9.1 Scope of rules.
- § 9.2 Definitions.
- § 9.3 Provisions referenced.
- § 9.4 Filing and service; official docket.
- § 9.5 Motions.
- § 9.6 Sanctions for noncompliance.
- § 9.7 Settlement.
- § 9.8 Practice before the Commission.
- § 9.9 Waiver of rules; delegation of authority.
- Subpart B—Notice and Effective Date of Disciplinary Action or Access Denial Action
- § 9.10 [Reserved]
- § 9.11 Form, contents and delivery of notice of disciplinary or access denial action.
- § 9.12 Effective date of disciplinary or access denial action.
- § 9.13 Publication of notice.
- §§ 9.14-9.19 [Reserved]
- Subpart C—Initial Procedure With Respect to Appeals
- § 9.20 Notice of appeal.
- § 9.21 Record of exchange proceeding.
- § 9.22 Appeal brief.
- § 9.23 Answering brief.
- § 9.24 Petition for stay pending review.
- § 9.25 Limited participation of interested persons.
- § 9.26 Participation of Commission staff.
- §§ 9.27-9.29 [Reserved]
- Subpart D—Commission Review of Disciplinary, Access Denial or Other Adverse Action
- § 9.30 Scope of review.
- § 9.31 Commission review of disciplinary or access denial action on its own motion.
- § 9.32 Oral argument.
- § 9.33 Final decision by the Commission.
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