17 CFR Part 41
PART 41—SECURITY FUTURES PRODUCTS
- PART 41—SECURITY FUTURES PRODUCTS
- Chapter I—Commodity Futures Trading Commission
- Subpart A—General Provisions
- § 41.1 Definitions.
- § 41.2 Required records.
- § 41.3 Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.
- §§ 41.4-41.9 [Reserved]
- Subpart B—Narrow-Based Security Indexes
- § 41.11 Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
- § 41.12 Indexes underlying futures contracts trading for fewer than 30 days.
- § 41.13 Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
- § 41.14 Transition period for indexes that cease being narrow-based security indexes.
- § 41.15 Exclusion from definition of narrow-based security index for indexes composed of debt securities.
- Subpart C—Requirements and Standards for Listing Security Futures Products
- § 41.21 Requirements for underlying securities.
- § 41.22 Required certifications.
- § 41.23 Listing of security futures products for trading.
- § 41.24 Rule amendments to security futures products.
- § 41.25 Additional conditions for trading for security futures products.
- § 41.27 Prohibition of dual trading in security futures products by floor brokers.
- Appendix A to Subpart C of Part 41—Guidance on and Acceptable Practices for Position Limits and Position Accountability for Security Futures Products
- Subpart D—Notice-Designated Contract Markets in Security Futures Products
- § 41.31 Notice-designation requirements.
- § 41.32 Continuing obligations.
- § 41.33 Applications for exemptive orders.
- § 41.34 Exempt Provisions.
- Subpart E—Customer Accounts and Margin Requirements
- § 41.41 Security futures products accounts.
- § 41.42 Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
- § 41.43 Definitions.
- § 41.44 General provisions.
- § 41.45 Required margin.
- § 41.46 Type, form and use of margin.
- § 41.47 Withdrawal of margin.
- § 41.48 Undermargined accounts.
- § 41.49 Filing proposed margin rule changes with the Commission.
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