17 CFR Part 10
PART 10—RULES OF PRACTICE
- PART 10—RULES OF PRACTICE
- Chapter I—Commodity Futures Trading Commission
- Subpart A—General Provisions
- § 10.1 Scope and applicability of rules of practice.
- § 10.2 Definitions.
- § 10.3 Suspension, amendment, revocation and waiver of rules.
- § 10.4 Business address; hours.
- § 10.5 Computation of time.
- § 10.6 Changes in time permitted for filing.
- § 10.7 Date of entry of orders.
- § 10.8 Presiding officers.
- § 10.9 Separation of functions.
- § 10.10 Ex parte communications.
- § 10.11 Appearance in adjudicatory proceedings.
- § 10.12 Service and filing of documents; form and execution.
- Subpart B—Institution of Adjudica- tory Proceedings; Pleadings; Motions
- § 10.21 Commencement of the proceeding.
- § 10.22 Complaint and notice of hearing.
- § 10.23 Answer.
- § 10.24 Amendments and supplemental pleadings.
- § 10.25 Form of pleadings.
- § 10.26 Motions and other papers.
- Subpart C—Parties and Limited Participation
- § 10.31 Parties.
- § 10.32 Substitution of parties.
- § 10.33 Intervention as a party.
- § 10.34 Limited participation.
- § 10.35 Permission to state views.
- § 10.36 Commission review of rulings.
- Subpart D—Prehearing Procedures; Prehearing Conferences; Discovery; Depositions
- § 10.41 Prehearing conferences; procedural matters.
- § 10.42 Discovery.
- § 10.43 Stipulations.
- § 10.44 Depositions and interrogatories.
- Subpart E—Hearings
- § 10.61 Time and place of hearing.
- § 10.62 Appearances.
- § 10.63 Consolidation; separate hearings.
- § 10.64 Public hearings.
- § 10.65 Record of hearing.
- § 10.66 Conduct of the hearing.
- § 10.67 Evidence.
- § 10.68 Subpoenas.
- § 10.69 Reopening hearings.
- Subpart F—Post Hearing Procedures; Initial Decisions
- § 10.81 Filing the transcript of evidence.
- § 10.82 Proposed findings and conclusions; briefs.
- § 10.83 Oral arguments.
- § 10.84 Initial decision.
- Subpart G—Disposition Without Full Hearing
- § 10.91 Summary disposition.
- § 10.92 Shortened procedure.
- § 10.93 Obtaining default order.
- § 10.94 Setting aside of default.
- Subpart H—Appeals to the Commission; Settlements
- § 10.101 Interlocutory appeals.
- § 10.102 Review of initial decisions.
- § 10.103 Oral argument before the Commission.
- § 10.104 Scope of review; Commission decision.
- § 10.105 Review by Commission on its own initiative.
- § 10.106 Reconsideration; stay pending judicial review.
- § 10.107 Leave to adduce additional evidence.
- § 10.108 Settlements.
- § 10.109 Delegation of authority to Chief of the Opinions Section.
- Subpart I—Restitution Orders
- § 10.110 Basis for issuance of restitution orders.
- § 10.111 Recommendation of procedure for implementing restitution.
- § 10.112 Administration of restitution.
- § 10.113 Right to challenge distribution of funds to customers.
- § 10.114 Acceleration of establishment of restitution procedure.
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