Capacity
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Standard
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Criteria
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A.
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INTERNATIONAL HEALTH REGULATIONS (IHR) 2005 CAPACITIES
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1a.
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Policy, legal and normative Instruments to implement the International Health Regulations (IHR) 2005
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1a.1
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Policy, legal and normative instruments for preparedness and response planning
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1a.1.1
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Conduct legal analysis of legal and normative instruments and policies for IHR implementation
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1a.1.2
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Incorporate coordination across national, regional and local levels
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1a.1.3
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Include in the legal instruments coordination with sectors responsible for critical infrastructure
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1a.1.4
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Incorporate coordination and cooperation at national-Union interface
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1a.1.5
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Include a clear decision-making process during public health emergencies
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1a.1.6
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Evaluate and test operational readiness of legal and normative instruments and policies including identification of gaps
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1a.1.7
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Include a mechanism for revising legal instruments which includes all government levels
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1a.2
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Gender equality in health emergency
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1a.2.1
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Assess systematically gender equality
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1a.2.2
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Include an action plan to address gender gaps and inequalities, which is funded and with mechanisms in place for monitoring, evaluation and reporting
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1b.
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IHR coordination, national IHR focal point functions and advocacy
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1b.1
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Mechanisms for IHR implementation
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1b.1.1
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Have IHR national focal point functions appropriately resourced, positioned, regularly tested and updated
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1b.1.2
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Include multisectoral coordination mechanisms across administrative levels, which are regularly tested and updated
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1b.1.3
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Include advocacy mechanisms in place across all administrative levels, regularly tested and updated
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2.1.
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Financing for IHR implementation
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2.1.1.
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Include a financial planning across all administrative levels involving all relevant sectors
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2.1.2
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Have the ability to provide financial support to other countries
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2.1.3
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Incorporate a monitoring and accountability mechanisms
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2.2.
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Financial resources to respond to a public health emergency
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2.2.1
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Incorporate financial planning across all administrative levels
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2.2.2
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Conduct regular tests of financial resources for contingency funding and implement recommendations for improvement
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2.2.3
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Have the ability to offer financial support to other countries
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2.3.
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Coordination of policies and activities in the case of a public health emergency
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2.3.1
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Have procedures involving Ministry of Health and Ministry of Finance
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3.1
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Specimen referral and transport system
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3.1
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Have a referral and transport system for all specimen types across all administrative levels
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3.2
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Test and update the transport system
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3.2
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Biosafety and biosecurity
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3.2.1
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Include guidelines in all laboratories across all administrative levels
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3.2.2
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Test and update the procedures regularly
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3.2.3
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Have access to high-containment laboratories
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3.3.1
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Implement national quality standards across all administrative levels
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3.3.2
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Test and update the procedures regularly
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3.3.3
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Have a facility dedicated to validating new devices for novel pathogen diagnosis
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3.4.1
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Have a laboratory system that can perform in all capacities, including characterisation of a novel pathogen by Next Generation Sequencing
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3.4.2
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Include a plan to scale-up testing capacities in case of a public health emergency, which is regularly tested and updated
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3.4.3
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Have appropriate time for implementation of new nucleic acid amplification-based tests (NAATs) with scale-up capacity of diagnostic NAAT testing services and adapt associated laboratory systems
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3.4.4
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Have access to additional sources of laboratory capacity
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3.4.5
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Configure a laboratory network to support the testing needs, which is regularly tested and updated
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3.5.1
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Implement testing strategies across all administrative levels, which are regularly tested and updated
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3.6
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Laboratory testing result reporting system
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3.6.1
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Include an electronic reporting system
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3.6.2
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Have capacity to scale-up the reporting system
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3.6.3
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Integrate different sources of laboratory capacities
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4.1
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Early warning, surveillance functions and surveillance system
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4.1.1
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Cover all healthcare levels for acute respiratory infections
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4.1.2
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Have automated surveillance system for acute respiratory infection, influenza-like illness and severe acute respiratory infections
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4.1.3
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Provide immediate and weekly reporting of events and/or data
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4.1.4
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Have ability to scale-up during a public health emergency for respiratory infections
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4.1.5
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Include guidelines and/or standard operating procedures for surveillance across all administrative levels
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4.1.6
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Have ability to monitor relevant indicators during a public health emergency for the whole territory
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4.1.7
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Test and update surveillance system across all administrative levels
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4.1.8
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Have a wastewater monitoring system
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4.2
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Assessment of pandemic threats and event management
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4.2.1
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Have assessment methodology which consider information on transmissibility, severity, immunological information, vaccine effectiveness and impact
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4.2.2
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Implement event management mechanism across all administrative levels, which is regularly tested and updated
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5.1
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Human resources for implementation of the IHR
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5.1.1
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Have appropriate human resources in all relevant sectors across all administrative levels according to IHR provisions
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5.1.2
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Have documented policies and procedures for sustainable appropriate human resources in relevant sectors, which are regularly tested and updated
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5.1.3
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Include mechanisms to support other countries in planning and developing human resources capacities
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5.2
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Surge capacity in human resources in the event of a public health emergency
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5.2.1
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Include mechanisms to ensure a surge in human resources, such as a national multisectoral workforce surge strategic plan, including an operational instrument considering different services and administrative levels
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5.2.2
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Include agreement to receive and exchange human resources support in the health sector considering the government and non-governmental partners, different administrative levels and other countries
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5.2.3
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Test and update the mechanism regularly
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5.2.4
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Ensure training of participants
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6a.
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Health emergency management – Management of health emergency response
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6a.1
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Prevention, preparedness, and response planning for public health emergencies
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6a.1.1
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Have an all-hazard risk informed health emergency plan and/or prevention, preparedness, and response plan for public health emergencies in use across all sectors and at all administrative levels, which is regularly tested and updated
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6a.1.2
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Include provisions for medical transfer of patients and/or mobile medical teams to other countries
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6a.1.3
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Seek coherence with the Union prevention, preparedness and response plan and include cross-border interregional preparedness elements
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6a.1.4
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Include a strategy for emergency research and innovation
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6a.1.5
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Include a One Health approach, which is regularly tested and updated
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6a.1.6
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Ensure a coordination mechanism in case of intentional release scenario with specific national coordination mechanisms
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6a.1.7
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Consider support roles, functions and instruments of the Commission and relevant Union agencies and bodies
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6a.1.8
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Include provisions for cross-border mutual aid which have been regularly tested and shared with the Health Security Committee.
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6a.2
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Management of specific health threats – epidemic response plans
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6a.2.1
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Conduct routine health emergency risk profiling for serious cross-border threats to health
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6a.2.2
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Develop specific health emergency risk profiling and epidemic response plans, which are regularly tested and updated
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6a.2.3
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Have a plan to address availability and use of threat specific medical countermeasures used for specific threats
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6a.3
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Incident Management System (IMS)
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6a.3.1
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Have an IMS or equivalent system linking the public health sector with sectors involved in health preparedness and response planning, which is regularly tested
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6a.3.2
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Integrate an incident management system with a national public health emergency operations centre with the ability to support across all administrative levels
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6a.3.3
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Adapt the command and control structure/hierarchy composition of the IMS
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6a.3.4
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Include interoperability with Early Warning and Response System module for incident and/or crisis management
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6a.4
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Public Health and Social Measures (PHSM)
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6a.4.1
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Provide for a multi-disciplinary and cross-sectoral mechanism for the implementation of PHSMs during a public health emergency, which is regularly evaluated and tested
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6a.4.2
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Have capacity of evaluating the timeliness and effectiveness of PHSM
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6a.4.3
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Conduct testing of the mechanism
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6.b
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Health Emergency Management – Emergency logistic and supply chain management
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6b.1
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Demand and supply of critical medical countermeasures (MCMs)
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6b.1.1
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Identify critical MCMs for preparedness and response to serious cross-border threats to health
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6b.1.2
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Include emergency logistics and supply chain management system across all administrative levels, which is regularly evaluated and updated
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6b.1.3
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Have national policies or plans for monitoring of the supply and estimating demand of critical MCMs, which are regularly tested and updated
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6b.1.4
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Implement provisions in the preparedness and response plan to mitigate supply chain vulnerabilities of critical MCMs
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6b.2.1
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Identify the current production of critical MCMs (full or partial) at national level
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6b.2.2
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Have existing or planned arrangements to timely scale-up manufacturing of crisis-relevant MCMs
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6b.3
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Strategic stockpiles
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6b.3.1
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Have national strategic stockpiles of MCMs
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6b.3.2
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Incorporate clear requirements for the deployment of the MCMs held within the stockpile
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7.
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Health Service Provision
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7.1
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Continuity of healthcare service
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7.1.1
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Provide for foresight assessment of the potential impact of a health emergency on continuity of health services in the prevention, preparedness and response plan or equivalent document
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7.1.2
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Have a dedicated operational plan for continuity of healthcare services, which is regularly tested and updated
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7.1.3
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Have a mechanism for monitoring service continuity across all administrative levels, which is regularly tested and updated
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7.1.4
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Include a mechanism for prioritisation/flexibility of health service provision in the operational plan, which is regularly tested
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7.1.5
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Ensure interdisciplinary crisis management coordination between all actors of the healthcare system
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7.1.6
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Implement national clinical case management guidelines for priority health events across all administrative levels, which are regularly tested and updated
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7.2
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Business continuity for healthcare providers
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7.2.1
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Have a national guidance/recommendations for business continuity plans using a multi-sectorial approach, which are regularly tested and updated
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7.2.2
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Have strong levels of service utilisation at all health care facilities and administrative levels, and allow revision and update of information on service utilisation
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7.2.3
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Require the hospitals to have a hospital alert and response plan, which is regularly tested
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7.2.4
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Have capacity to map available health services in the case of a public health emergency
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8.
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Risk communication and community engagement (RCCE)
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8.1.1
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Implement mechanisms for coordination of RCCE functions and resources, including infodemics management, across all administrative levels, which are regularly tested and updated
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8.1.2
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Provide for coordination with the Health Security Committee on the risk and crisis communication in the communication plan
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8.2.1
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Have national risk communication plan across all administrative levels, which is regularly tested and updated
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8.2.2
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Conduct analysis of target audiences and preferred communication channels to inform risk communication interventions
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8.2.3
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Include proactive outreach and media monitoring to adjust and improve risk communication strategies
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8.3.1
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Have mechanisms for systematic community engagement and implement activities across all administrative levels
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8.3.2
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Test and update the community engagement mechanisms
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8.3.3
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Conduct socio-behavioural research
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9.
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Points of entry (PoE) and border health
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9.1
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Core capacities and contingency plan
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9.1.1
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Implement, test, and update routine core capacities in all PoE with an approach that encompasses all hazards and is multi-sectoral
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9.1.2
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Integrate routine core capacities with national surveillance system
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9.1.3
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Implement, test, and update PoE all-hazard public health emergency contingency plans
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9.1.4
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Implement and test instruments regularly for sharing and reporting of travel related health information
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9.2
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International travel-related measures
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9.2.1
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Implement, test and update international travel-related measures adoption mechanism across all administrative levels
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9.2.2
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Include communication with the Health Security Committee prior to implementation of measures
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10.
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Zoonotic diseases and threats of environmental origin, including those due to the climate
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10.1.1
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Have One Health multisectoral capacities to prevent, detect, assess and respond to zoonotic events, which are regularly tested and updated
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10.1.2
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Implement training programmes for One Health professionals on zoonoses
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10.1.3
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Have information for the public available on the personal protective measures to follow when finding sick/dead wild animals
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10.1.4
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Conduct surveillance of agreed prioritised zoonotic diseases in coordination between animal health, public health, and environmental sectors
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10.2
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Environmental threats
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10.2.1
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Include provisions about the effects of climate change on zoonotic diseases
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10.2.2
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Include provisions about the impacts of extreme weather events on public health
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11.1
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Preparedness and response for chemical events
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11.1.1
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Implement a chemical preparedness and response plan, which is regularly tested and updated
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11.1.2
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Include procedures for a health risk assessment a case of a health threat from chemical origin
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11.1.3
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Conduct surveillance, assessment and management of chemical events and poisoning/intoxication
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11.1.4
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Have an integrated system of public health surveillance linked with environmental monitoring, that captures and assesses data on chemical exposures from multiple sources
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B.
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ADDITIONAL CAPACITIES AS PER REGULATION (EU) 2022/2371
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12.
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Antimicrobial resistance and healthcare-associated infections
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12.1
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Antimicrobial resistance (AMR)
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12.1.1
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Have a national action plan on AMR, appropriately costed and funded, including a One Health multi-sectoral governance or coordination mechanism on AMR
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12.1.2
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Have appropriate monitoring and evaluation arrangements for national action plans on AMR, including all/the relevant targets agreed at EU level
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12.1.3
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Have in place functional systems for the rapid detection, confirmation and notification of novel or priority multidrug-resistant organisms (MDROs)
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12.1.4
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Have national procedures for screening and reporting MDRO carriage at hospital admission
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12.1.5
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Have antimicrobial stewardship guidelines implemented at healthcare facilities
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12.1.6
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Have a national surveillance system on AMR that also includes reporting on antimicrobial consumption and designated (a) national reference laboratory/ies for AMR
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12.1.7
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Identify challenges in addressing AMR
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12.2
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Healthcare-associated infections (HAIs)
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12.2.1
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Implement national strategic plan for HAI surveillance, which is regularly tested and updated
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12.2.2
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Implement infection prevention and control programmes, which are regularly tested and updated
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12.2.3
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Implement national standards and resources to ensure safe environment in health facilities across all administrative levels, which are regularly tested and updated
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12.2.4
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Identify challenges in addressing HAIs
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13.
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Union level coordination and support functions
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13.1
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Coordination with the Health Security Committee and involvement in support functions
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13.1.1
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Incorporate the Health Security Committee representative into national level coordination structures and support the flow of information between the Member State and the Health Security Committee
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13.1.2
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Incorporate and/or factor in Union level support functions: opinions and guidance from the Health Security Committee for the prevention and control of serious cross-border threats to health; Commission’s recommendations on common temporary public health measures; recommendations from the ECDC on response to health threats
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14.
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Research development and evaluations to inform and accelerate emergency preparedness
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14.1
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Research in prevention preparedness and response plans
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14.1.1
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Include a strategy for emergency research and innovation, allocating and mobilising funds and strengthening capacity
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14.1.2
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Have a process in place to link public health needs with research priorities and needs
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14.1.3
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Strengthen research, innovation and capacities
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14.2
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Research procedures in public health emergencies
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14.2.1
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Participate in networks of clinical trial sites or cohorts
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14.2.2
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Have processes in place to establish protocols and data collection during public health emergencies
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14.2.3
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Have procedures in place for rapid site accreditation and for expedited coordination
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14.2.4
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Have an approach to operational (e.g. in action) research in place
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15.1.1
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Have a recovery plan including capturing lessons learnt and embedding them in a national action plan
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15.1.2
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Implement and monitor the recovery process across all administrative levels
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16.
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Actions taken to improve gaps found in the implementation of prevention, preparedness, and response plans
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16.1
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National action plan and strategy for prevention, preparedness, and response improvement
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16.1.1
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Use complementary mechanisms to assess the implementation of IHR capacities and prevention, preparedness, and response planning
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16.1.2
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Develop a national action plan aligned with whole of government and One Health for all hazards approach
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16.1.3
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Conduct a cost estimation of the national action planning for health security or equivalent system and implement it
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