DIRECTIVE
2009/42/EC
OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 6 May 2009
on statistical returns in respect of carriage of goods and passengers by sea
(Recast)
(Text with EEA relevance)
Article 1
Collection of statistical data
Article 2
Definitions
Article 3
Data collection characteristics
Article 4
Ports
Article 5
Accuracy of statistics
Article 6
Processing of the results of the data collection
Article 7
Transmission of the results of the data collection
Article 8
Reports
Article 9
Dissemination of statistical data
Article 10
Committee procedure
Article 11
Communication of national provisions
Article 12
Repeal
Article 13
Entry into force
Article 14
Addressees
ANNEX I
VARIABLES AND DEFINITIONS
1.
Statistical Variables
(a)
Cargo and passenger information
(b)
Information on the vessel
2.
Definitions
ANNEX II
| Category(1) | Code 1 digit | Code 2 digits | Description | Tonnage | Number | 
| Liquid bulk | 1 | 1X | Liquid bulk goods (no cargo unit) | X | 
 | 
| 11 | Liquefied gas | X | 
 | ||
| 12 | Crude oil | X | 
 | ||
| 13 | Oil products | X | 
 | ||
| 19 | Other liquid bulk goods | X | 
 | ||
| Dry bulk | 2 | 2X | Dry bulk goods (no cargo unit) | X | 
 | 
| 21 | Ores | X | 
 | ||
| 22 | Coal | X | 
 | ||
| 23 | Agricultural products (e.g. grain, soya, tapioca) | X | 
 | ||
| 29 | Other dry bulk goods | X | 
 | ||
| Containers | 3 | 3X | Large containers | X(2) | X | 
| 31 | 20 ft freight units | X(2) | X | ||
| 32 | 40 ft freight units | X(2) | X | ||
| 33 | Freight units > 20 ft and < 40 ft | X(2) | X | ||
| 34 | Freight units > 40 ft | X(2) | X | ||
| Roll-on roll-off (self-propelled) | 5 | 5X | Mobile self-propelled units | X | X | 
| 51 | Road goods vehicles and accompanying trailers | X(2) | X | ||
| 52 | Passenger cars, motorcycles and accompanying trailers/caravans | 
 | X(3) | ||
| 53 | Passenger buses | 
 | X(3) | ||
| 54 | Trade vehicles (including import/export motor vehicles) | X | X(3) | ||
| 56 | Live animals on the hoof | X | X(3) | ||
| 59 | Other mobile self-propelled units | X | X | ||
| Roll-on roll-off (non-self-propelled) | 6 | 6X | Mobile non-self-propelled units | X | X | 
| 61 | Unaccompanied road goods trailers and semi-trailers | X(2) | X | ||
| 62 | Unaccompanied caravans and other road, agricultural and industrial vehicles | 
 | X(3) | ||
| 63 | Rail wagons, shipborne port-to-port trailers, and shipborne barges engaged in goods transport | X(2) | X | ||
| 69 | Other mobile non-self-propelled units | X | X | ||
| Other general cargo (including small containers) | 9 | 9X | Other cargo, not elsewhere specified | X | 
 | 
| 91 | Forestry products | X | 
 | ||
| 92 | Iron and steel products | X | 
 | ||
| 99 | Other general cargo | X | 
 | 
ANNEX III
| Division | Description | 
| 01 | Products of agriculture, hunting, and forestry; fish and other fishing products | 
| 02 | Coal and lignite; crude petroleum and natural gas | 
| 03 | Metal ores and other mining and quarrying products; peat; uranium and thorium | 
| 04 | Food products, beverages and tobacco | 
| 05 | Textiles and textile products; leather and leather products | 
| 06 | Wood and products of wood and cork (except furniture); articles of straw and plaiting materials; pulp, paper and paper products; printed matter and recorded media | 
| 07 | Coke and refined petroleum products | 
| 08 | Chemicals, chemical products, and man-made fibres; rubber and plastic products; nuclear fuel | 
| 09 | Other non-metallic mineral products | 
| 10 | Basic metals; fabricated metal products, except machinery and equipment | 
| 11 | Machinery and equipment n.e.c.; office machinery and computers; electrical machinery and apparatus n.e.c.; radio, television and communication equipment and apparatus; medical, precision and optical instruments; watches and clocks | 
| 12 | Transport equipment | 
| 13 | Furniture; other manufactured goods n.e.c. | 
| 14 | Secondary raw materials; municipal wastes and other wastes | 
| 15 | Mail, parcels | 
| 16 | Equipment and material utilised in the transport of goods | 
| 17 | Goods moved in the course of household and office removals; baggage transported separately from passengers; motor vehicles being moved for repair; other non-market goods n.e.c. | 
| 18 | Grouped goods: a mixture of types of goods which are transported together | 
| 19 | Unidentifiable goods: goods which for any reason cannot be identified and therefore cannot be assigned to groups 01-16 | 
| 20 | Other goods n.e.c. | 
ANNEX IV
MARITIME COASTAL AREAS
| Code | Maritime coastal areas | 
| FR01 | France: Atlantic and North Sea | 
| FR02 | France: Mediterranean | 
| FR03 | French overseas departments: French Guiana | 
| FR04 | French overseas departments: Martinique and Guadeloupe | 
| FR05 | French overseas departments: Réunion | 
| DE01 | Germany: North Sea | 
| DE02 | Germany: Baltic | 
| DE03 | Germany: Inland | 
| GB01 | United Kingdom | 
| GB02 | Isle of Man | 
| GB03 | Channels Islands | 
| ES01 | Spain: Atlantic (North) | 
| ES02 | Spain: Mediterranean and Atlantic (South), including the Balearic and Canary Islands | 
| SE01 | Sweden: Baltic | 
| SE02 | Sweden: North Sea | 
| TR01 | Turkey: Black Sea | 
| TR02 | Turkey: Mediterranean | 
| RU01 | Russia: Black Sea | 
| RU02 | Russia: Baltic | 
| RU03 | Russia: Asia | 
| MA01 | Morocco: Mediterranean | 
| MA02 | Morocco: West Africa | 
| EG01 | Egypt: Mediterranean | 
| EG02 | Egypt: Red Sea | 
| IL01 | Israel: Mediterranean | 
| IL02 | Israel: Red Sea | 
| SA01 | Saudi Arabia: Red Sea | 
| SA02 | Saudi Arabia: Gulf | 
| US01 | United States of America: Atlantic (North) | 
| US02 | United States of America: Atlantic (South) | 
| US03 | United States of America: Gulf | 
| US04 | United States of America: Pacific (South) | 
| US05 | United States of America: Pacific (North) | 
| US06 | United States of America: Great Lakes | 
| US07 | Puerto Rico | 
| CA01 | Canada: Atlantic | 
| CA02 | Canada: Great Lakes and Upper Saint Lawrence | 
| CA03 | Canada: West Coast | 
| CO01 | Colombia: North Coast | 
| CO02 | Colombia: West Coast | 
| 
 | With the additional codes | 
| ZZ01 | Offshore installations | 
| ZZ02 | Aggregates and not elsewhere specified | 
ANNEX V
NATIONALITY OF REGISTRATION OF VESSELS
| FR01 | France | 
| FR02 | French Antarctic Territory (including the Kerguelen Islands) | 
| IT01 | Italy — first register | 
| IT02 | Italy — international register | 
| GB01 | United Kingdom | 
| GB02 | Isle of Man | 
| GB03 | Channel Islands | 
| GB04 | Gibraltar | 
| DK01 | Denmark | 
| DK02 | Denmark (DIS) | 
| PT01 | Portugal | 
| PT02 | Portugal (MAR) | 
| ES01 | Spain | 
| ES02 | Spain (Rebeca) | 
| NO01 | Norway | 
| NO02 | Norway (NIS) | 
| US01 | United States of America | 
| US02 | Puerto Rico | 
ANNEX VI
| 
 | Type | Ship categories included | 
| 10 | Liquid bulk | Oil tanker Chemical tanker LG tanker Tanker barge Other tanker | 
| 20 | Dry bulk | Bulk/oil carrier Bulk carrier | 
| 31 | Container | Full container | 
| 32 | Specialised | Barge carrier Chemical carrier Irradiated fuel Livestock carrier Vehicle carrier Other specialised | 
| 33 | General cargo, non-specialised | Reefer Ro-ro passenger Ro-ro container Other ro-ro cargo Combination carrier general cargo/passenger Combination carrier general cargo/container Single-decker Multi-decker | 
| 34 | Dry cargo barge | Deck barge Hopper barge Lash-seabee barge Open dry cargo barge Covered dry cargo barge Other dry cargo barge nes | 
| 35 | Passenger | Passenger (excluding cruise passengers) | 
| 36 | Cruise Passenger | Cruise ships only | 
| 41 | Fishing | Fish catching(1) Fish processing(1) | 
| 42 | Offshore activities | Drilling and exploration(1) Offshore support(1) | 
| 43 | Tugs | Tugs(1) Pusher craft(1) | 
| 49 | Miscellaneous | Dredgers(1) Research/survey(1) Other vessel nes(1) | 
| XX | Unknown | Unknown type of vessel | 
ANNEX VII
VESSEL SIZE CLASSES
in deadweight (DWT) or in gross tonnage (GT)
| Class | Lower limit | Upper limit | ||
| DWT | GT | DWT | GT | |
| 01 | — | 100 | up to 499 | up to 499 | 
| 02 | 500 | 500 | 999 | 999 | 
| 03 | 1 000 | 1 000 | 1 999 | 1 999 | 
| 04 | 2 000 | 2 000 | 2 999 | 2 999 | 
| 05 | 3 000 | 3 000 | 3 999 | 3 999 | 
| 06 | 4 000 | 4 000 | 4 999 | 4 999 | 
| 07 | 5 000 | 5 000 | 5 999 | 5 999 | 
| 08 | 6 000 | 6 000 | 6 999 | 6 999 | 
| 09 | 7 000 | 7 000 | 7 999 | 7 999 | 
| 10 | 8 000 | 8 000 | 8 999 | 8 999 | 
| 11 | 9 000 | 9 000 | 9 999 | 9 999 | 
| 12 | 10 000 | 10 000 | 19 999 | 19 999 | 
| 13 | 20 000 | 20 000 | 29 999 | 29 999 | 
| 14 | 30 000 | 30 000 | 39 999 | 39 999 | 
| 15 | 40 000 | 40 000 | 49 999 | 49 999 | 
| 16 | 50 000 | 50 000 | 79 999 | 79 999 | 
| 17 | 80 000 | 80 000 | 99 999 | 99 999 | 
| 18 | 100 000 | 100 000 | 149 999 | 149 999 | 
| 19 | 150 000 | 150 000 | 199 999 | 199 999 | 
| 20 | 200 000 | 200 000 | 249 999 | 249 999 | 
| 21 | 250 000 | 250 000 | 299 999 | 299 999 | 
| 22 | ≥ 300 000 | ≥ 300 000 | — | — | 
| NB: If vessels with a gross tonnage of less than 100 were to be included pursuant to this Directive, they would be allocated class code ‘99’. | ||||
ANNEX VIII
STRUCTURE FOR STATISTICAL DATA SETS
SUMMARY AND DETAILED STATISTICS
| 
 | Variables | Coding detail | Nomenclature | 
| Dimensions | Data set | Two-character alphanumeric | A1 | 
| Reference year | Four-character alphanumeric | (e.g. 1997) | |
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |
| Type of cargo | One-character alphanumeric | Type of cargo, Annex II | |
| Data: Gross weight of goods in tonnes. | |||
| 
 | Variables | Coding detail | Nomenclature | 
| Dimensions | Data set | Two-character alphanumeric | A2 | 
| Reference year | Four-character alphanumeric | (e.g. 1997) | |
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |
| Type of cargo | Two-character alphanumeric | Type of cargo, (non-unit-load only) Annex II (subcategories 1X, 11, 12, 13, 19, 2X, 21, 22, 23, 29, 9X, 91, 92 and 99) | |
| Data: Gross weight of goods in tonnes. | |||
| 
 | Variables | Coding detail | Nomenclature | ||
| Dimensions | Data set | Two-character alphanumeric | A3 | ||
| Reference year | Four-character alphanumeric | (e.g. 1997) | |||
| Reference quarter | One-character alphanumeric | (0) | |||
| Reporting port | Five-character alphanumeric | All ports in the port list | |||
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |||
| 
 | |||||
| 
 | Variables | Coding detail | Nomenclature | 
| Dimensions | Data set | Two-character alphanumeric | B1 | 
| Reference year | Four-character alphanumeric | (e.g. 1997) | |
| Reference quarter | One-character alphanumeric | (0) | |
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |
| Type of cargo | One-character alphanumeric | Type of cargo, Annex II | |
| Commodity | Two-character alphanumeric | Goods nomenclature, Annex III | |
| Data: Gross weight of goods in tonnes. | |||
| 
 | Variables | Coding detail | Nomenclature | ||
| Dimensions | Data set | Two-character alphanumeric | C1 | ||
| Reference year | Four-character alphanumeric | (e.g. 1997) | |||
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |||
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |||
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |||
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |||
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |||
| Type of cargo | Two-character alphanumeric | Type of cargo (container, ro-ro only) Annex II (subcategories 3X, 31, 32, 33, 34, 5X, 51, 52, 53, 54, 56, 59, 6X, 61, 62, 63 and 69) | |||
| 
 | |||||
| 
 | Variables | Coding detail | Nomenclature | 
| Dimensions | Data set | Two-character alphanumeric | D1 | 
| Reference year | Four-character alphanumeric | (e.g. 1997) | |
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |
| Nationality of registration of vessel | Four-character alphanumeric | Nationality of registration of vessels, Annex V | |
| Data: Number of passengers excluding cruise passengers starting and ending a cruise and cruise passengers on excursion | |||
| 
 | Variables | Coding detail | Nomenclature | 
| Dimensions | Data set | Two-character alphanumeric | E1 | 
| Reference year | Four-character alphanumeric | (e.g. 1997) | |
| Reference quarter | One-character alphanumeric | (0) | |
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |
| Port of loading/unloading | Five-character alphanumeric | EEA-ports in the port list | |
| Relation | Four-character alphanumeric | Maritime coastal areas, Annex IV | |
| Type of cargo | One-character alphanumeric | Type of cargo, Annex II | |
| Nationality of registration of vessel | Four-character alphanumeric | Nationality of registration of vessels, Annex V | |
| Data: Gross weight of goods in tonnes. | |||
| 
 | Variables | Coding detail | Nomenclature | ||
| Dimensions | Data set | Two-character alphanumeric | F1 | ||
| Reference year | Four-character alphanumeric | (e.g. 1997) | |||
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |||
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |||
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |||
| Type of vessel | Two-character alphanumeric | Type of ship, Annex VI | |||
| Size of vessel DWT | Two-character alphanumeric | Deadweight size classes, Annex VII | |||
| 
 | |||||
| 
 | Variables | Coding detail | Nomenclature | ||
| Dimensions | Data set | Two-character alphanumeric | F2 | ||
| Reference year | Four-character alphanumeric | (e.g. 1997) | |||
| Reference quarter | One-character alphanumeric | (1, 2, 3, 4) | |||
| Reporting port | Five-character alphanumeric | Selected EEA ports in the port list | |||
| Direction | One-character alphanumeric | Inwards, outwards (1, 2) | |||
| Type of vessel | Two-character alphanumeric | Type of ship, Annex VI | |||
| Size of vessel GT | Two-character alphanumeric | Gross tonnage size classes, Annex VII | |||
| 
 | |||||
ANNEX IX
PART A
| Council Directive 95/64/EC | 
 | 
| Commission Decision 98/385/EC | only Article 3 | 
| Commission Decision 2000/363/EC | only Article 1 | 
| Regulation (EC) No 1882/2003 of the European Parliament and of the Council | only point 20 of Annex II | 
| Commission Decision 2005/366/EC | only Article 1 | 
| Commission Regulation (EC) No 1304/2007 | only Article 1 | 
PART B
| Directive | Time limit for transposition | 
| 95/64/EC | 31 December 1996 | 
ANNEX X
| Directive 95/64/EC | This Directive | 
| Article 1 | Article 1 | 
| Article 2(1), first subparagraph | Article 2, point (a), first subparagraph | 
| Article 2(1), second subparagraph, points (a) and (b) | Article 2, point (a), second subparagraph, points (i) and (ii) | 
| Article 2(1), third subparagraph | Article 2, point (a), third subparagraph | 
| Article 2(2) to (5) | Article 2, points (b) to (e) | 
| Article 3 | Article 3 | 
| Article 4(1) | Article 4(1) | 
| Article 4(2), first subparagraph | Article 4(2), first subparagraph | 
| Article 4(2), second subparagraph | — | 
| Article 4(2), third subparagraph | Article 4(2), second subparagraph | 
| Article 4(3) | Article 4(3) | 
| Articles 5, 6 and 7 | Articles 5, 6 and 7 | 
| Article 8(1) | Article 8 | 
| Article 8(2) | — | 
| Article 9 | Article 9 | 
| Article 10 | — | 
| Article 11 | — | 
| Article 12 | — | 
| Article 13(1) and (2) | Article 10(1) and (2) | 
| — | Article 10(3) | 
| Article 13(3) | — | 
| Article 14(1) | — | 
| Article 14(2) | Article 11 | 
| — | Article 12 | 
| Article 15 | Article 13 | 
| Article 16 | Article 14 | 
| Annexes I to VIII | Annexes I to VIII | 
| — | Annex IX | 
| — | Annex X |